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Banking
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Licences Administered Under the Banking Act
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Money-Changers & Remittance Companies
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Licences Administered Under the Money-changing and Remittance Business Act
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Insurance
Securities, Futures, REIT and Fund Management
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Licences Administered Under the Securities and Futures Act [SFA]
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- Capital Markets Services Licence
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Application and Notification Procedures
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Persons who intend to apply for a Capital Markets Services licence to provide any of the regulated activities specified in the Second Schedule to the SFA should submit the following form :
Application for a capital markets services' licence - Form 1 (PDF, 145KB)
Holders of Capital Markets Services licences or financial institutions exempted from licensing under section 99(1)(a) to (d) of the SFA who intend to appoint an individual as an appointed, provisional or temporary representative should lodge the following applicable form (as the case may be) via the Corporations and Representatives System [“CoRe system”], and certify that the individual is fit and proper:
Notification for the appointment of an appointed representative - Form 3A (PDF, 103KB)
Notification for the appointment of a provisional representative - Form 3B (PDF, 116KB)
For more information on the application and notification procedures, please refer to:
Guidelines on Licence Applications, Representative Notification and Payment of Fees [Guideline No. CMG-G01] (PDF, 104KB)
For more information on MAS' requirements for persons who conduct regulated activities under the SFA, please refer to:
1) Securities and Futures Act (Cap 289), Revised Edition 2006
2) Various Subsidiary Legislation
3) Notices
4) Guidelines
5) Frequently Asked Questions
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Financial Advisers
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Licences Administered under the Financial Advisers Act [FAA]
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- Financial Adviser's Licence
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Trust Companies
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Licence Administered under the Trust Companies Act (Cap. 336) (the "TCA")
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