Closed
This consultation is closed.
Consultations
Consultation Paper on Granting of Approval for Arrangements under Paragraph 9 Third Schedule of the Securities and Futures Act (CAP. 289)
Proposed guidance on what constitutes arrangements under paragraph 9 of the Third Schedule to the SFA, and the assessment criteria for grant of such approval.
- Consultation Number:
- -
- Start Date:
- 20 March 2003
- Closing Date:
- 20 April 2003
Related to this Consultation
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ConsultationsPublished Date: 12 May 2021
Consultation Paper on Proposed AML Notices for Cross-Border Business Arrangements of Capital Markets Intermediaries under Proposed Exemption Frameworks
This consultation seeks comments on the draft Notices setting out the proposed anti-money laundering and countering the financing of terrorism requirements under both the proposed Branch Framework and notified FRC framework.
- Consultation number:
- P005-2021
- Start date:
- 12 May 2021
- Closing date:
- 11 June 2021
- Status:
- Open
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ConsultationsPublished Date: 15 March 2021
Consultation Paper on Proposed Exemption Framework for Cross-Border Business Arrangements of Capital Markets Intermediaries Involving Foreign Offices
This consultation seeks views on (i) MAS’ proposal to exempt foreign head offices or branches of financial institutions in Singapore from the applicable business conduct and representative notification requirements when they serve Singapore customers; and (ii) proposed notification and annual reporting forms, as well as the draft regulations and notices, for both the proposed Branch Framework and notified FRC framework.
- Consultation number:
- P001-2021
- Start date:
- 15 March 2021
- Closing date:
- 15 April 2021
- Status:
- Open
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ConsultationsLast Revised Date: 05 June 2020
Consultation Paper on Proposed Revisions to the Exemption Framework for Cross-Border Business Arrangements of Capital Markets Intermediaries
Proposed revisions to streamline the exemption framework which allows foreign related corporations of financial institutions in Singapore to provide cross-border services to customers in Singapore without having to hold a licence.
- Consultation number:
- P017 - 2018
- Start date:
- 04 December 2018
- Closing date:
- 31 January 2019
- MAS response date:
- 05 June 2020
- Status:
- Responded
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GuidelinesLast Revised Date: 23 October 2018
Guidelines on Applications for Approval of Arrangements under Paragraph 9 of the Third Schedule to the Securities and Futures Act [SFA 04-G03]
Guidelines on how to qualify for and apply to have foreign related corporations to carry out regulated activities under the Securities and Futures Act.
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GuidelinesLast Revised Date: 23 October 2018
Guidelines on Applications for Approval of Arrangements under Paragraph 11 of the First Schedule to the Financial Advisers Act [FAA-G06]
Guidelines on how to qualify for and apply to have foreign related corporations to carry out regulated activities under the Financial Advisers Act.
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GuidelinesPublished Date: 06 March 2014
Guidelines on the Application of Section 339 (Extra-Territoriality) of the Securities and Futures Act [SFA 15-G01]
Sets out when acts carried out outside Singapore are still subject to the Securities and Futures Act (SFA).