Published Date: 27 April 2010

Review of the Regulatory Regime for Fund Management Companies and Exempt Financial Intermediaries

Proposed (i) revisions to the regulatory regime for fund management companies, and (ii) removal of the licensing exemption for exempt leveraged foreign exchange traders, with clarification on the exemption regime for exempt corporate finance advisers and exempt financial advisers.
Consultation Number:
P008 - 2010
Start Date:
27 April 2010
Closing Date:
31 May 2010
MAS Response Date:
28 September 2010
Response date: 28 Sep 2010
The consultation response was published on 28 September 2010.