Consultations

Published Date: 21 July 2014

Consultation Paper on Proposals to Enhance Regulatory Safeguards for Investors in the Capital Markets

Consultation Number:: P012 - 2014
Start Date:: 21 July 2014
Closing Date:: 01 September 2014
MAS Response Date:: 22 September 2015

The consultation response was published on 22 September 2015.

VIEW DOCUMENT

22 September 2015: Response to Feedback Received Proposals to Enhance Regulatory Safeguards for Investors in the Capital Markets (766.3 KB)
7 November 2016: Response to Feedback Received Amendments to the SFA and Related Regulations to Implement Proposals to Enhance Regulatory Safeguards for Investors in the Capital Markets (436.5 KB)

VIEW DOCUMENT Consultation Paper on Proposals to Enhance Regulatory Safeguards for Investors in the Capital Markets (795 KB)

Notices

Last Revised Date: 04 January 2019

Notice SFA 04-N12 Sale of Investment Products

Sets out requirements to conduct additional customer reviews or assessments for customers investing in specified investment products

Representative-related Advisory and Sales Record Keeping
Consultations

Published Date: 10 November 2016

Consultation Paper on Proposed Amendments to the Code on Collective Investment Schemes

Proposed amendments to the Code on Collective Investment Schemes to provide specific rules for funds that invest in precious funds; and enhance and refine the regulatory framework to (i) enhance transparency and market discipline; (ii) improve operational effectiveness and (iii) provide greater clarity to market practitioners.

Offers of Collective Investment Schemes

Consultation number:

P014 - 2016

Start date:

10 November 2016

Closing date:

12 December 2016

MAS response date:

15 December 2017
Consultations

Published Date: 11 February 2015

Consultation Paper on Proposed Amendments to the SFA

Consultation on Proposed Amendments to the SFA.

Offers of Collective Investment Schemes Advisory and Sales Disclosures Trading Mandate Reporting Mandate Licensing, Authorisation and Registration Short Position Reporting Notifications

Consultation number:

P004 - 2015

Start date:

11 February 2015

Closing date:

24 March 2015

MAS response date:

24 August 2015