Consultations
Response
VIEW DOCUMENT
- Response to Feedback Received on Parts 3 and 4 of the Consultation Paper on Proposed Amendments to the Securities and Futures Act Financial Advisers Act and Trust Companies Act (459.4 KB)
- Response to Feedback Received Proposed Amendments to the Securities and Futures Act Financial Advisers Act and Trust Companies Act (329.4 KB)
Consultation Paper
Additional Documents
- Policy Highlights Sheet Proposal on pledging securities held in CDP direct accounts for collateralised trading (297.7 KB)
- Template for Response to the Consultation Paper (33.7 KB)
- Annex 1 Draft amendments to the Securities and Futures Act (453.7 KB)
- Annex 2 Draft amendments to the Securities and Futures (Licensing and Conduct of Business) Regulations (74.5 KB)
- Annex 3 Draft amendments to the Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations (44.4 KB)
- Annex 4 Draft amendments to the Securities and Futures (Trade Repositories) Regulations (53.9 KB)
- Annex 5 Draft amendments to the Securities and Futures (Clearing Facilities) Regulations (60.8 KB)
- Annex 6 Draft amendments to the Securities and Futures (Approved Holding Companies) Regulations (39 KB)
- Annex 7 Securities and Futures Markets Regulations Amendments (57.2 KB)
- Annex 8 Financial Advisers Act Amendments (118.9 KB)
- Annex 9 Financial Advisers Regulations Amendments (69 KB)
- Annex 10 Trust Companies Act Amendments (191 KB)
- Annex 11 Trust Companies Regulations Amendments (34.7 KB)
- Annex 12 Companies Act Amendments (27.6 KB)
- Annex 13 Companies Central Depository System Regulations Amendments (49.8 KB)