Consultations
Public Consultation on Proposed Amendments to the Securities and Futures Act, Financial Advisers Act and Trust Companies Act
Proposed amendments to enhance and harmonise MAS authorisation and supervisory powers across the SFA, FAA and TCA. MAS also sought comments on allowing the pledging of securities held in CDP direct accounts for collateralised trading.
- Consultation Number:
- P015 - 2015
- Start Date:
- 18 September 2015
- Closing Date:
- 16 October 2015
- MAS Response Date:
- 09 July 2018
Responded
The consultation response was published on 09 July 2018.
Response
VIEW DOCUMENT
- Response to Feedback Received on Parts 3 and 4 of the Consultation Paper on Proposed Amendments to the Securities and Futures Act Financial Advisers Act and Trust Companies Act (459.4 KB)
- Response to Feedback Received Proposed Amendments to the Securities and Futures Act Financial Advisers Act and Trust Companies Act (329.4 KB)
Consultation Paper
Additional Documents
- Policy Highlights Sheet Proposal on pledging securities held in CDP direct accounts for collateralised trading (297.7 KB)
- Template for Response to the Consultation Paper (33.7 KB)
- Annex 1 Draft amendments to the Securities and Futures Act (453.7 KB)
- Annex 2 Draft amendments to the Securities and Futures (Licensing and Conduct of Business) Regulations (74.5 KB)
- Annex 3 Draft amendments to the Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations (44.4 KB)
- Annex 4 Draft amendments to the Securities and Futures (Trade Repositories) Regulations (53.9 KB)
- Annex 5 Draft amendments to the Securities and Futures (Clearing Facilities) Regulations (60.8 KB)
- Annex 6 Draft amendments to the Securities and Futures (Approved Holding Companies) Regulations (39 KB)
- Annex 7 Securities and Futures Markets Regulations Amendments (57.2 KB)
- Annex 8 Financial Advisers Act Amendments (118.9 KB)
- Annex 9 Financial Advisers Regulations Amendments (69 KB)
- Annex 10 Trust Companies Act Amendments (191 KB)
- Annex 11 Trust Companies Regulations Amendments (34.7 KB)
- Annex 12 Companies Act Amendments (27.6 KB)
- Annex 13 Companies Central Depository System Regulations Amendments (49.8 KB)