Published Date: 12 December 2016
Consultation Paper on Review of Competency Requirements for Representatives Conducting Regulated Activities under the Securities and Futures Act and Financial Advisers Act
Proposed enhancements to the examination framework for appointed representatives under the SFA and FAA, e.g. minimum academic qualifications under the Capital Markets and Financial Advisory Services Examination (CMFAS) and Continuing Professional Development (CPD) requirements.
- Consultation Number:
- P015 - 2016
- Start Date:
- 12 December 2016
- Closing Date:
- 13 January 2017
- MAS Response Date:
- 25 September 2017
The consultation response was published on 25 September 2017.