Published Date: 12 December 2016

Consultation Paper on Review of Competency Requirements for Representatives Conducting Regulated Activities under the Securities and Futures Act and Financial Advisers Act

Proposed enhancements to the examination framework for appointed representatives under the SFA and FAA, e.g. minimum academic qualifications under the Capital Markets and Financial Advisory Services Examination (CMFAS) and Continuing Professional Development (CPD) requirements.
Consultation Number:
P015 - 2016
Start Date:
12 December 2016
Closing Date:
13 January 2017
MAS Response Date:
25 September 2017
Response date: 25 Sep 2017
The consultation response was published on 25 September 2017.