Consultations

Published Date: 04 September 2020

Consultation Paper on Draft Notices on the Competency Requirements for Representatives Conducting Regulated Activities under the Financial Advisers Act and Securities and Futures Act

To consult on the draft notices on the competency requirements for representatives conducting regulated activities under the Financial Advisers Act and Securities and Futures Act.

Consultation Number:: P006-2020
Start Date:: 04 September 2020
Closing Date:: 05 October 2020

This consultation closes at 11.59 PM on 05 October 2020.

VIEW DOCUMENT Consultation Paper on Draft Notices on the Competency Requirements for Representatives Conducting Regulated Activities under the Financial Advisers Act and Securities and Futures Act (284.9 KB)