Consultations
Response
Consultation Paper
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Consultation Paper on Enhancing Safeguards for Proper Conduct of Digital Prospecting and Marketing Activities
(233.8 KB)
This consultation paper seeks feedback on our proposals to enhance safeguards for proper conduct of digital prospecting and marketing activities, and address conduct risks and issues associated with these activities.
Additional Documents
- Annex A Guidelines on Standards of Conduct for Digital Prospecting and Marketing Activities (133.5 KB)
- Annex B Proposed Amendments to the Advertisement Requirements in the Financial Advisers Regulations (189.3 KB)
- Annex C Proposed Amendments to the Advertising Requirements in the Securities and Futures Licensing (187.4 KB)
- Annex D Proposed Amendments to FAA-N02 (114 KB)