Monographs/Information Papers
Published Date: 21 January 2016

Capital Markets Enforcement

This monograph addresses the role of enforcement in the supervision of Singapore’s capital markets.

This monograph sets out the aims of MAS’ enforcement function, MAS’ enforcement approach and how its philosophy of early detection and rectification of breaches; shaping business and market conduct; and effective deterrence is applied in our daily enforcement work. It provides an overview of the importance of an effective market enforcement regime, the agencies responsible for capital markets enforcement in Singapore and explains our powers as well as the spectrum of enforcement actions that MAS and other authorities can take to combat market misconduct.

This monograph can be downloaded in full in PDF format and viewed and printed with Adobe® Acrobat® Reader.