Monographs/Information Papers
Published Date: 17 April 2023

Corporate Finance Thematic Inspection - Good Practices and Key Findings

This information paper follows from MAS’ thematic inspection of eight Issue Managers (“IMs”), which focused on the IMs’ controls regarding the due diligence process for Initial Public Offerings, as well as placement activities. It sets out the good practices and weaknesses observed, and MAS’ expectations for IMs arising from the inspections.