Exemptions issued under s337(2) SFA - 2Q2019
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from1 April 2019 to 30 June 2019.
Acts
Securities and Futures Act (Cap. 289)
Governs the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading of financial benchmarks and of clearing facilities.
Applies to:
Dealing in Capital Markets Products
,
Product Financing
,
Licensed Fund Management Company
,
Corporate Finance Advisory
,
REIT Management
,
Registered Fund Management Company
,
Credit Rating Agency
,
Securities Crowdfunding
,
Venture Capital Fund Management Company
,
Exempt Capital Markets Services Entity
,
Exempt Futures Broker
,
Exempt OTC Derivatives Broker
,
Providing Custodial Services
,
Exempt Corporate Finance Adviser Serving Accredited Investors
,
Approved CIS Trustee
,
Markets and Exchanges
,
Clearing House
,
Trade Repository
,
Benchmark Administrator/Submitter
,
Registered Business Trust
,
Registered Insurance Broker
,
Holding Company of Exchange or Clearing House
View Document
Securities and Futures Act (Cap. 289)
Governs the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading of financial benchmarks and of clearing facilities.
Amendment Notes
- 08 Oct 2018
- Securities and Futures (Amendment) Act 2017 (Commencement) (No. 3) Notification 2018 takes effect.
- 01 Oct 2018
- Securities and Futures (Amendment) Act 2017 (Commencement) (No. 2) Notification 2018 takes effect.
Related to this Item
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Forms and TemplatesLast Revised Date: 20 June 2019
Form 3 - Application for Approval to Act as a Trustee for Collective Investment Schemes under Section 289(1)
Form for entities applying to be a trustee for an authorised collective investment scheme.
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ExemptionsPublished Date: 23 April 2019
Exemptions issued under s337(2) SFA 1Q2019
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2018 to 31 March 2019.
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ExemptionsPublished Date: 31 January 2019
Exemptions issued under s337(2) SFA 4Q2018
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 October 2017 to 31 December 2018.
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ExemptionsPublished Date: 08 November 2018
Exemptions issued under s337(2) SFA - 3Q2018
Exemptions granted by MAS under section 337(2) of the SFA for the period from 1 July to 30 September 2018.
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ExemptionsPublished Date: 16 August 2018
Exemptions issued under s337(2) SFA - 2Q2018
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2018 to 30 June 2018.
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Enforcement ActionsPublished Date: 03 July 2018
MAS Reprimands Taiyo Asset Management Pte Ltd for Recurring Late Regulatory Submissions, and Tey Eng Chee Thomas for Failing to Discharge his Duty and Function as Director
1 On 3 July 2018, MAS reprimanded: (i) Taiyo Asset Management Pte Ltd (TAMPL) for being repeatedly late in its submissions of: (a) annual declaration and auditor reports, which were late by up to two years, for the financial years ending 2014, 2015 and 2016; (b) changes in the appointment and cessation of its director...
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ExemptionsPublished Date: 07 June 2018
Exemptions issued under s337(2) SFA - 1Q2018
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2018 to 31 March 2018.
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ExemptionsPublished Date: 06 February 2018
Exemptions issued under s337(2) SFA - 4Q2017
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 October 2017 to 31 December 2017.
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ExemptionsPublished Date: 03 November 2017
Exemptions issued under s337(2) SFA - 3Q2017
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2017 to 30 September 2017.
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ExemptionsPublished Date: 11 July 2017
Exemptions issued under s337(2) SFA - 2Q2017
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2017 to 30 June 2017.
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ExemptionsPublished Date: 24 April 2017
Exemptions issued under s337(2) SFA - 1Q2017
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2017 to 31 March 2017.
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ExemptionsPublished Date: 20 March 2017
Exemptions issued under s337(2) SFA - 4Q2016
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 October 2016 to 31 December 2016.
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ExemptionsPublished Date: 18 November 2016
Exemptions issued under s337(2) SFA - 3Q2016
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2016 to 30 September 2016.
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ExemptionsPublished Date: 11 August 2016
Exemptions issued under s337(2) SFA - 2Q2016
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2016 to 30 June 2016.
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ExemptionsPublished Date: 26 May 2016
Exemptions issued under s337(2) SFA - 1Q2016
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2016 to 31 March 2016.
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ExemptionsPublished Date: 03 February 2016
Exemptions issued under s337(2) SFA - 4Q2015
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 October 2015 to 31 December 2015.
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ExemptionsPublished Date: 18 December 2015
Exemptions issued under s337(2) SFA - 3Q2015
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2015 to 30 September 2015.
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ExemptionsPublished Date: 21 July 2015
Exemptions issued under s337(2) SFA - 2Q2015
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2015 to 30 June 2015.
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ExemptionsPublished Date: 29 April 2015
Exemptions issued under s337(2) SFA - 1Q2015
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2015 to 31 March 2015.
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ExemptionsPublished Date: 18 March 2015
Exemptions issued under s337(2) SFA - 4Q2014
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 September to 31 December 2014.
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ExemptionsPublished Date: 24 October 2014
Exemptions issued under s337(2) SFA -3Q2014
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2014 to 30 September 2014.
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ExemptionsPublished Date: 05 September 2014
Exemptions issued under s337(2) SFA - 2Q2014
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2014 to 30 June 2014.
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ExemptionsPublished Date: 22 July 2014
Exemptions issued under s337(2) SFA - 1Q2014
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2014 to 31 March 2014.
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ExemptionsPublished Date: 15 May 2014
Exemptions issued under s337(2) SFA - 4Q2013
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 Oct 2013 to 31 December 2013.
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ExemptionsPublished Date: 07 March 2014
Exemptions issued under s337(2) SFA - 3Q2013
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2013 to 30 September 2013.
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ExemptionsPublished Date: 03 October 2013
Exemptions issued under s337(2) SFA - 2Q2013
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2013 to 30 June 2013.
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ExemptionsPublished Date: 11 June 2013
Exemptions issued under s337(2) SFA - 1Q2013
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2013 to 31 March 2013.