Governs the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading of financial benchmarks and of clearing facilities.
This Compliance Toolkit aims to guide and facilitate licensed fund management companies, registered fund management companies, venture capital fund managers’ compliance with the various MAS approval and reporting requirements and timelines.
Form for entities applying to be a trustee for an authorised collective investment scheme.
This Compliance Toolkit aims to provide guidance on: • Applications to be submitted for approval to MAS; and • Notifications and regulatory submissions to MAS. This Compliance Toolkit serves as a guide to capital market services licensees (other than fund managers and REIT managers), exempt financial institutions (e.g. banks and finance companies) and other exempt entities (e.g. exempt corporate finance advisers) on the various approval and reporting requirements and timelines under the SFA and its subsidiary instruments.
This Compliance Toolkit aims to guide and facilitate REIT managers’ compliance with the various MAS approval and reporting requirements and timelines.
This circular sets out good disclosure practices for actively managed funds, following a thematic review carried out by the Monetary Authority of Singapore (MAS) on equity funds offered to retail investors. These good practices relate to disclosures of the investment objective and the extent to which the portfolio deviates, or can deviate from the reference benchmark, as measured in part by quantitative metrics such as active share and tracking error.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from1 April 2019 to 30 June 2019.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2018 to 31 March 2019.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 October 2017 to 31 December 2018.
Exemptions granted by MAS under section 337(2) of the SFA for the period from 1 July to 30 September 2018.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2018 to 30 June 2018.
1 On 3 July 2018, MAS reprimanded: (i) Taiyo Asset Management Pte Ltd (TAMPL) for being repeatedly late in its submissions of: (a) annual declaration and auditor reports, which were late by up to two years, for the financial years ending 2014, 2015 and 2016; (b) changes in the appointment and cessation of its director...
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2018 to 31 March 2018.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 October 2017 to 31 December 2017.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2017 to 30 September 2017.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2017 to 30 June 2017.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2017 to 31 March 2017.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 October 2016 to 31 December 2016.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2016 to 30 September 2016.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2016 to 30 June 2016.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2016 to 31 March 2016.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 October 2015 to 31 December 2015.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2015 to 30 September 2015.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2015 to 30 June 2015.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2015 to 31 March 2015.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 September to 31 December 2014.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2014 to 30 September 2014.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2014 to 30 June 2014.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2014 to 31 March 2014.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 Oct 2013 to 31 December 2013.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 July 2013 to 30 September 2013.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2013 to 30 June 2013.
View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 January 2013 to 31 March 2013.
