Types of Capital Markets Entities in Singapore
Find out about the different capital markets entities, and their regulated activities and licensing requirements.
Find out about regulations, updates and licensing for capital markets entities, including fund managers, REIT managers, corporate finance advisers, trustees, dealers, credit rating agencies and financial advisers.
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Sets out the obligations of authorised CIS managers and other relevant persons in relation to a cancellation of the purchase of units in an authorised CIS by an investor.
Sets out the best practices that managers, approved trustees, VCC directors and VCC custodians of collective investment schemes offered to retail public are expected to observe on management, operation and marketing of the schemes.
Information for issuers and their professional advisers on administrative procedures for the lodgement of prospectuses and other documents for an offer of collective investment schemes.
Information for issuers and their professional advisers on offers of collective investment schemes in Singapore.
Provides guidance on • the scope of capital markets services licensing (other than for fund management companies) • appointment of representatives • business conduct rules • the application of the SFA and SF(LCB)R to banks, merchant banks, finance companies and insurers.