Types of Capital Markets Entities in Singapore
Find out about regulations, updates and licensing for capital markets entities, including fund managers, REIT managers, corporate finance advisers, trustees, dealers, credit rating agencies and financial advisers.
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Requirements for supervision of market participants by Recognised Market Operators
MAS conducted thematic inspections on the operational risk management standards and practices of selected banks, with a focus on third party risk management. The paper sets out MAS’ supervisory expectations, good practices, improvement areas and case examples observed from the inspections.
Provides guidance on the requirements and procedures to apply to be a fund management company, and to appoint representatives to carry out fund management activities.
How to qualify to be a CMS licensee (other than a fund manager or REIT manager).
Frequently asked questions on disclosure of interest in listed securities.