Types of Capital Markets Entities in Singapore
Find out about the different capital markets entities, and their regulated activities and licensing requirements.
Find out about regulations, updates and licensing for capital markets entities, including fund managers, REIT managers, corporate finance advisers, trustees, dealers, credit rating agencies and financial advisers.
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Sets out MAS’ supervisory expectations on management oversight, system controls and detection capabilities.
Guidelines on fit and proper criteria for all relevant persons carrying out any activity regulated by MAS.
Compliance Toolkit aims to provide guidance on: • Applications to be submitted for approval from MAS; and • Notifications and regulatory submissions to the MAS. This Compliance Toolkit should serve as a useful guide to licensed trust companies, exempt trust companies (e.g. banks, law firms) and approved CIS trustees on the various approval and reporting requirements and timelines.
Provides guidance on the regulatory scope of the Trust Companies Act, including licensing and reporting requirements for licensed trust companies, exempt trust companies and exempt persons providing trust services.
Form for licenced trust companies and exempt persons providing trust services to provide information on assets under trusteeship, within 60 days from the end of the calendar year.