- Fund Management Licensing and Registration
- Capital Markets Services (CMS) Licence
- Financial Adviser's Licence
- Compliance Toolkits for Fund Management Companies
- Compliance Toolkit for other FIs conducting regulated activities under SFA
- Compliance Toolkit for Financial Advisers
- Compliance Toolkits for REIT Managers
- Compliance Toolkit for Licensed and Exempt Trust Companies and Approved CIS Trustees
Directories and Listings
Development Initiatives
What's New
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Notice FAA-N13 Minimum Entry and Examination Requirements for Representatives of Licensed Financial Advisers and Exempt Financial Advisers
Eligibility requirements for representatives of financial advisers, including CMFAS examination and continuing education requirements.
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Notice SFA 04-N09 Minimum Entry and Examination Requirements for Representatives of Holders of Capital Markets Services licence and Exempt Financial Institutions under the SFA
How to qualify to be a representative, or appoint a representative, to conduct regulated activities under the Securities and Futures Act (SFA)
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Consultation Paper on Draft Notices on the Competency Requirements for Representatives Conducting Regulated Activities under the Financial Advisers Act and Securities and Futures Act
To consult on the draft notices on the competency requirements for representatives conducting regulated activities under the Financial Advisers Act and Securities and Futures Act.
- Consultation number:
- P006-2020
- Start date:
- 04 September 2020
- Closing date:
- 05 October 2020
- MAS response date:
- 28 September 2023
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FAQs on Financial Advisers Act, Financial Advisers Regulations, Notices and Guidelines
Provides guidance to financial advisers about the FAA regime and covers topics including licensing requirements, exemptions, representative notification framework, business conduct and reporting requirements.
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Compliance Toolkit for Approvals, Notifications and Other Regulatory Submissions to MAS for Insurance Brokers
This Compliance Toolkit is to guide and facilitate insurance brokers’ compliance with the various MAS approval and reporting requirements and timelines.