Types of Capital Markets Entities in Singapore
Find out about regulations, updates and licensing for capital markets entities, including fund managers, REIT managers, corporate finance advisers, trustees, dealers, credit rating agencies and financial advisers.
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Form for capital markets services licensees to apply for additional type(s) of regulated activity/activities.
Form for capital markets services licensees to notify MAS when they cease any or all of their regulated activities. This form must be submitted within 14 days after the cessation of regulated activities.
Form for exempt futures brokers and exempt over-the-counter (OTC) derivatives brokers to notify MAS of their commencement of business. This form must be submitted at least 14 days before the commencement of business.
Form for banks, merchant banks and other exempt persons providing trust services to notify MAS of their cessation of trust business within 14 days of the date of cessation.
Form for potential acquirers to seek MAS' approval for obtaining effective control of capital markets services licensees.