Types of Capital Markets Entities in Singapore
Find out about the different capital markets entities, and their regulated activities and licensing requirements.
Find out about regulations, updates and licensing for capital markets entities, including fund managers, REIT managers, corporate finance advisers, trustees, dealers, credit rating agencies and financial advisers.
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These Guidelines provide greater clarity on what constitutes the provision of financial advisory service under the Financial Advisers Act by setting out a two-stage test. The first stage involves determining whether the activity in question amounts to providing financial advice. The second stage involves determining whether the person is carrying on a business in such activity.
This consultation sets out MAS's proposed amendments to the Code on Collective Investment Schemes to provide Singapore’s REITs with more flexibility to manage their capital structure and to streamline the fundraising process for REITs.
Form for registered fund management companies to notify MAS prior to their cessation of business in fund management.
Sets out MAS’ supervisory expectations of financial institutions’ (“FIs”) controls to address the misuse of legal persons risks and typologies observed.
This consultation sets out MAS’ proposals to expand the scope of the proposed Guidelines on Individual Accountability and Conduct to a wider scope of financial institutions (FIs) regulated by MAS, with a calibrated approach for smaller FIs.