Circulars
Published Date: 08 October 2018

CMI 01/2011 Due Diligence Checks and Documentation in Respect of the Appointment of Appointed, Provisional, and Temporary Representatives

This circular applies to capital markets services licensees, banks, merchant banks, finance companies, insurers and financial advisers. 
 
It sets out the requirements on due diligence checks and documentation relevant to the fit and proper certification of their representatives.