Circulars
Published Date: 28 October 2015

CMI 04/2015 Circular to Corporate Finance Firms on Enhancing Anti-Money Laundering & Countering the Financing of Terrorism Measures and Business Conduct

Circular to Corporate Finance Firms on Enhancing Anti-Money Laundering & Countering the Financing of Terrorism Measures and Business Conduct
This circular was issued following a series of thematic inspections carried out between 2014 and 2015 which covered licensed and exempt corporate finance firms, with regard to their AML/CFT practices, record keeping and staff trading. It sets out common findings, and good practices observed during the inspections.