How to qualify to be a CMS licensee (other than a fund manager or REIT manager).
Last Revised Date: 05 March 2021
CMI 27/2018 Controls and Disclosures to be Implemented by Licensed Securities-Based Crowdfunding Operators
This circular applies to licensed securities-based crowdfunding (SCF) operators. It sets out the measures SCF operators should put in place to assess issuers, manage defaults or cessations, and disclose interest and default rates.
Applies to: Securities Crowdfunding