FAQs
 Published Date: 12 June 2018

FAQs on Securities and Futures Act and Financial Advisers Act Activities Validation via the Data Validation Module in the Representative Notification System

Provides guidance to financial institutions on how to use the Data Validation module in the Representative Notification System to review and validate the mappings of their current activities and products under the Securities and Futures Act (SFA) and Financial Advisers Act (FAA) to those under the amended SFA and FAA.

Please note that the Data Validation module was closed on 3 October 2018. This set of FAQs is no longer relevant.
Applies to: Licensed Financial Adviser , Exempt Financial Adviser , Exempt Financial Adviser Serving up to 30 Accredited Investors
View Document FAQs on Securities and Futures Act and Financial Advisers Act Activities Validation via the Data Validation Module in the Representative Notification System (273.7 KB)