FAQs
Last Revised Date: 07 June 2019

FAQs on Licensing and Business Conduct (Other than for Fund Management Companies)

Provides guidance on

  • the scope of capital markets services licensing (other than for fund management companies)
  • appointment of representatives
  • business conduct rules
  • the application of the SFA and SF(LCB)R to banks, merchant banks, finance companies and insurers.