FAQs
FAQs on Notice on Recommendations on Investment Products (FAA-N16)
Provides guidance to financial advisers on the expanded scope of exemptions to Notice FAA-N16, when advising corporate clients on selected over-the-counter derivatives contracts for hedging purposes.
Related to this Item
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GuidancePublished Date: 31 January 2024
Basic Financial Planning Guide
Outlines rules of thumb for individuals to address their savings, insurance, investment, retirement and legacy planning needs at different life stages.
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NoticesLast Revised Date: 17 September 2021
Notice FAA-N16 Recommendations on Investment Products
Requirements for financial advisers and their representatives with respect to recommendations made on investment products.