Forms and Templates
Form 11 - Appointment of Chief Executive Officer or Director / Change of Director's Nature of Appointment from Non-Executive to Executive (For Fund Management Companies)
Form for licensed fund management companies to apply for the appointment of a Chief Executive Officer or director; or to change a director's role from non-executive to executive.
You may refer to the following PDF specimen form to prepare your submission. This specimen form should not be submitted to MAS. Only submissions via MAS-Tx will be accepted.
You may refer to the following PDF specimen form to prepare your submission. This specimen form should not be submitted to MAS. Only submissions via MAS-Tx will be accepted.
Applies to:
Licensed Fund Management Company
Related to this Item
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GuidelinesLast Revised Date: 29 August 2024
Guidelines on Licensing and Conduct of Business for Fund Management Companies [SFA 04-G05]
How to qualify to be and conduct your business as a fund manager.
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FAQsLast Revised Date: 29 August 2024
FAQs on Licensing of Fund Management Companies
Provides guidance on the requirements and procedures to apply to be a fund management company, and to appoint representatives to carry out fund management activities.
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RegulationsLast Revised Date: 08 October 2018
Securities and Futures (Licensing And Conduct Of Business) Regulations
Sets out requirements for licensing, representative notification and conduct of business, and criteria for exemptions from licensing.