Sets out requirements for licensing, representative notification and conduct of business, and criteria for exemptions from licensing.
Published Date: 01 July 2005
Forms and Templates
Form 17 - Notice Calling for Claims against Deposit lodged with the Authority
Notice for persons who have suffered pecuniary losses in relation to any entrusted money or property to inform MAS of their claims against the security deposit of certain capital markets services licensees dealing in capital markets products. Certain licensees are required to lodge a deposit of $100,000 under Regulation 7 of the Securities and Futures (Licensing and Conduct of Business) Regulations.