Sets out requirements for licensing, representative notification and conduct of business, and criteria for exemptions from licensing.
Published Date: 08 October 2018
Forms and Templates
Form 31 – Notice of Change in Particulars Lodged Pursuant to Paragraph 3(X) and/or 3(Y) of the Second Schedule to the Regulations by Persons Exempted from Holding a Capital Markets Services Licence to Carry on Business in Capital Markets Products that are Futures Contracts and/or Over-the-Counter Derivatives Contracts under Paragraph 3(1)(d) and/or 3A(1)(d) of the Second Schedule to the Regulations
Form for exempt futures brokers and exempt OTC derivatives brokers to notify MAS when there are changes to their particulars. This form must be submitted within 14 days after the date of change.