Forms and Templates
 Last Revised Date: 23 March 2023

Form 34 – Auditor’s Report for Persons Exempted from Holding a Capital Markets Services Licence to Carry on Business in Capital Markets Products that are Futures Contracts and/or Over-the-Counter Derivatives Contracts under Paragraph 3(1)(d) and/or 3A(1)(d) of the Second Schedule to the Regulations

Form for auditors to provide their opinion on the audited accounts of exempt futures brokers and exempt over-the-counter (OTC) derivatives brokers. This form must be submitted within five months from the end of the financial year.
Applies to: Exempt Futures Broker , Exempt OTC Derivatives Broker
View Document Form 34 – Auditor’s Report for Persons Exempted from Holding a Capital Markets Services Licence to Carry on Business in Capital Markets Products that are Futures Contracts and/or Over-the-Counter Derivatives Contracts under Paragraph 3(1)(d) and/or 3A(1)(d) of the Second Schedule to the Regulations (44.7 KB)
Form 34 should be lodged online via FormSG . After submission, FIs may view a record of their submission by logging into MAS-Tx.