The PDF form should be used only by corporations which are applying for:
- A capital markets services licence (other than for fund management) for the notification of appointment of representatives and it should be submitted by email.
- A capital markets services licence for fund management for the notification of appointment of representatives and it should be submitted using Corporate e-Lodgment.
- A financial advisers' licence for the notification of appointment of representatives and it should be submitted via email.
The online format of this form should be used by a capital markets services licensee, an exempt capital markets services entity, a licensed financial adviser and an exempt financial adviser for the notification of appointment of representatives and it should be submitted online using the Corporations and Representatives System (CoRe) on MASNET .
MASNET is a closed communication network system operated by the Authority which a capital markets services licensee, a financial institution exempt from holding capital markets services licence under section 99(1)(a), (b), (c) or (d) of the SFA, a licensed financial adviser or an exempt financial adviser under section 23(1)(a), (b), (c), (d) or (e) of the FAA needs to subscribe to for the purpose of lodging the form.