Requirements for financial advisers and their representatives with respect to recommendations made on investment products.

General principles and requirements that apply to all disclosures to clients by financial advisers and their representatives.

Proposed legislative amendments to the Financial Advisers Regulations to exempt execution-related advice on listed excluded investment products from the Financial Advisers Act and consequential amendments to the Notice on Recommendations on Investment Products.

Consultation number:

P006 - 2016

Start date:

29 June 2016

Closing date:

28 July 2016

MAS response date:

30 December 2016

Governs the regulation of financial advisers in Singapore, including their representatives and supervisors.