Last Revised Date: 23 October 2018

Guidelines on Applications for Approval of Arrangements under Paragraph 11 of the First Schedule to the Financial Advisers Act [FAA-G06]

Guidelines on how to qualify for and apply to have foreign related corporations to carry out regulated activities under the Financial Advisers Act.

These guidelines apply to licensed financial advisers and exempt financial advisers and their foreign related corporations.

They set out the assessment criteria and information to be submitted when applying for approval for cross-border business arrangements with foreign related corporations.

Additional information:

Amendment Notes

23 Oct 2018
FAA-G06 (Amendment) 2018 takes effect.
16 Jul 2003
Previous version last issued on 16 Jul 2003 takes effect[Cancelled]