Clarifications on the requirements under the Exemption Frameworks for cross-border business arrangements of capital markets intermediaries involving Foreign Related Corporations and Foreign Offices.
Last Revised Date: 11 October 2021
Guidelines on Applications for Approval of Arrangements under Paragraph 9 of the Third Schedule to the Securities and Futures Act [SFA 04-G03]
Guidelines on how to qualify for and apply to have foreign related corporations to carry out regulated activities under the Securities and Futures Act.
These guidelines apply to:
- Capital markets services licensees.
- Banks, merchant banks, finance companies and insurers conducting regulated activities under the Securities and Futures Act.