Guidelines
 Last Revised Date: 28 January 2020

Guidelines on Criteria for the Grant of a Financial Adviser's Licence [FAA-G01]

Guidelines on the licensing admission criteria for persons applying for a financial adviser’s licence under the Financial Advisers Act.
Applies to: Licensed Financial Adviser
View Document Guidelines on Criteria for the Grant of a Financial Adviser's Licence [FAA-G01] (503.2 KB)

These guidelines set out the licensing admission criteria for persons applying for a financial adviser’s licence under the Financial Advisers Act, including:

  • Who needs to apply for a financial adviser's licence.
  • Criteria that will be taken into consideration when assessing applications.

See also: FAQs on Financial Advisers Act, Financial Advisers Regulations, Notices and Guidelines - (II) Licensing Requirements for Financial Advisers (841.4 KB)