Guidelines on Licence Applications, Representative Notification and Payment of Fees [CMG-G01]
Guidelines on procedures to apply for a Capital Markets Services or Financial Advisory licence, appoint representatives and pay fees.
These guidelines set out the licensing admission criteria for persons applying for a financial adviser’s licence under the Financial Advisers Act, including:
See also: FAQs on Financial Advisers Act, Financial Advisers Regulations, Notices and Guidelines (599.4 KB)