Guidelines on Maintaining Records of Approval for Advertisements or Publications [SFA 13-G16]
Sets out the requirements for an offer of securities or securities-based derivatives contracts, including amongst others, the prescribed contents of a prospectus or other offer documents, and certain legislative exemptions.
Sets out the requirements for an offer of units in a collective investment scheme, including amongst others, covenants to be included in the trust deed, the prescribed contents in a prospectus, advertising requirements, and restricted schemes.
Consultation on Draft Regulations Pursuant to the Securities and Futures Act (SFA) and Financial Advisers Act (FAA).
- Consultation number:
- P009 - 2013
- Start date:
- 17 September 2013
- Closing date:
- 17 October 2013
- MAS response date:
- 08 June 2018