Guidelines
Published Date: 10 July 2019

Guidelines on Provision of Financial Advisory Service

These Guidelines provide greater clarity on what constitutes the provision of financial advisory service under the Financial Advisers Act by setting out a two-stage test. The first stage involves determining  whether the activity in question amounts to providing financial advice. The second stage involves determining whether the person is carrying on a business in such activity.
Guidelines on what constitutes the provision of financial advisory service under the Financial Advisers Act.