Guidelines
 Published Date: 23 December 2016

Guidelines on Standards of Conduct for Marketing and Distribution Activities by Financial Institutions [FSG-G02]

Guidelines for financial institutions on conducting marketing and distribution activities at retailers and public places targeting retailers.
Applies to: Full Bank (Locally Incorporated) , Full Bank (Branch) , Wholesale Bank (Branch) , Wholesale Bank (Locally Incorporated) , Finance Company , Merchant Bank (Locally Incorporated) , Merchant Bank (Branch) , Credit/Charge Card Issuer , Licensed Financial Adviser , Exempt Financial Adviser , Registered Insurance Broker , Exempt Insurance Broker , Exempt Capital Markets Services Entity , Securities Crowdfunding , REIT Management , Corporate Finance Advisory , Licensed Fund Management Company , Dealing in Capital Markets Products , Direct Insurer (Life) , Direct Insurer (General) , Direct Insurer (Composite)
View Document Guidelines on Standards of Conduct for Marketing and Distribution Activities by Financial Institutions [FSG-G02] (222.8 KB)

These guidelines apply to all financial institutions (FIs) and their representatives in Singapore.

They set out the roles and responsibilities of Board and senior management, and safeguards that FIs should put in place to address market conduct risks when marketing financial products and services to retail customers at retailers and public places.