Guidelines
 Published Date: 10 July 2019

Guidelines on Design of Advisory and Sales Forms

Guidance on the key principles that financial advisers should consider in the design of forms used to conduct financial needs analysis and to recommend suitable products to customers.
Applies to: Licensed Financial Adviser , Exempt Financial Adviser
View Document Guidelines on Design of Advisory and Sales Forms (463.7 KB)

These Guidelines apply to all licensed financial advisers and exempt financial advisers.

These Guidelines set out how financial advisers can adopt a customer-centric approach that uses clear and concise language, presents information in a reader-friendly manner, and incorporates an efficient design.