Notice FAA-N06 on Prevention of Money Laundering and Countering the Financing of Terrorism - Financial Advisers
Requirements for financial advisers on anti-money laundering (AML) and countering the financing of terrorism (CFT).
These guidelines apply to all financial advisers. They provide financial advisers with guidance on the requirements in Notice FAA-N06 on Prevention of Money Laundering and Countering the Financing of Terrorism – Financial Advisers.
These guidelines should be read in conjunction with Notice FAA-N06.