Guidelines
Last Revised Date: 30 November 2015

Guidelines to Notice FAA-N06 on Prevention of Money Laundering and Countering the Financing of Terrorism

Guidelines for financial advisers on the requirements in Notice FAA-N06 for the prevention of money laundering and countering the financing of terrorism.

These guidelines apply to all financial advisers. They provide financial advisers with guidance on the requirements in Notice FAA-N06 on Prevention of Money Laundering and Countering the Financing of Terrorism – Financial Advisers.

These guidelines should be read in conjunction with Notice FAA-N06.

Amendment Notes