Issued pursuant to:

Securities and Futures Act (Cap. 289) section 46 , section 46ZK , section 81R , section 101 and section 293 .

Applies to: Approved CIS Trustee , Dealing in Capital Markets Products , Product Financing , Providing Custodial Services , Licensed Fund Management Company , Venture Capital Fund Management Company , Corporate Finance Advisory , REIT Management , Credit Rating Agency , Securities Crowdfunding , Markets and Exchanges , Clearing House , Trade Repository , Benchmark Administrator/Submitter , Central Securities Depository