Issued pursuant to: Securities and Futures Act (Cap. 289) section 45(1) , section 46ZK(1) , section 81R(1) , section 81SV(1) , section 81ZL(1) ,  section 101(1) , section 123ZZB(1) and section 293(1) .

Applies to: Markets and Exchanges , Trade Repository , Clearing House , Central Securities Depository , Holding Company of Exchange or Clearing House , Dealing in Capital Markets Products , Registered Fund Management Company , Benchmark Administrator/Submitter , Approved CIS Trustee , Corporate Finance Advisory , Product Financing , Licensed Fund Management Company , REIT Management , Credit Rating Agency , Providing Custodial Services , Securities Crowdfunding