Notice CMG-N01 on Reporting of Suspicious Activities and Incidents of Fraud
When to report suspicious activities and incidents of fraud.
Securities and Futures Act (Cap. 289) section 46 , section 46ZK , section 81R , section 101 and section 293 .
This notice requires the following entities to lodge Form F1 with MAS within 5 working days after the discovery of any suspicious activities and incidents of fraud, where such activities or incidents are material to the safety, soundness or reputation of the relevant entity:
- Capital markets services (CMS) licensees.
- Registered fund management companies.
- Approved trustees.
- Approved exchanges.
- Licensed trade repositories.
- Approved clearing houses.
- Recognised market operators which are incorporated in Singapore.
- Recognised clearing house operators which are incorporated in Singapore.
Amendment Notes
- 05 Oct 2018
- Notice CMG-N01 (Amendment) 2018 (137.6 KB) takes effect.
- 06 Mar 2014
- Notice CMG-N01 (Amendment 2014) (90.2 KB) takes effect.
Related to this Notice
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Requirements for capital markets intermediaries on anti-money laundering (AML) and countering the financing of terrorism (CFT).
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Notice SFA 13-N01 to Approved Trustees on Prevention of Money Laundering and Countering the Financing of Terrorism
Requirements for approved trustees on anti-money laundering (AML) and countering the financing of terrorism (CFT).
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GuidelinesPublished Date: 18 January 2021
Guidelines on Risk Management Practices – Technology Risk
Risk management principles and best practice standards to guide financial institutions in managing technology risk.
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GuidelinesLast Revised Date: 30 November 2015
Guidelines to Notice SFA 04-N02 on Prevention of Money Laundering and Countering the Financing of Terrorism - Capital Markets Intermediaries
Guidelines for capital markets intermediaries on Notice SFA04-N02 on the prevention of money laundering and countering the financing of terrorism.
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GuidelinesLast Revised Date: 30 November 2015
Guidelines to Notice SFA 13-N01 on Prevention of Money Laundering and Countering the Financing of Terrorism - Approved Trustees
Guidelines for approved trustees on Notice SFA 13-N01 on the prevention of money laundering and countering the financing of terrorism.
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NoticesLast Revised Date: 06 March 2014
Notice CMG-N02 Technology Risk Management
Requirements on technology risk management for capital markets entities.