Notices
 Last Revised Date: 05 October 2018

Notice CMG-N01 on Reporting of Suspicious Activities and Incidents of Fraud

When to report suspicious activities and incidents of fraud.

Issued pursuant to:

Securities and Futures Act (Cap. 289) section 46 , section 46ZK , section 81R , section 101 and section 293 .

Applies to: Dealing in Capital Markets Products , Product Financing , Providing Custodial Services , Licensed Fund Management Company , Venture Capital Fund Management Company , Corporate Finance Advisory , REIT Management , Credit Rating Agency , Securities Crowdfunding , Registered Fund Management Company , Approved CIS Trustee , Markets and Exchanges , Clearing House , Trade Repository
View Notice Notice CMG-N01 on Reporting of Suspicious Activities and Incidents of Fraud (132.8 KB)

This notice requires the following entities to lodge Form F1 with MAS within 5 working days after the discovery of any suspicious activities and incidents of fraud, where such activities or incidents are material to the safety, soundness or reputation of the relevant entity:

  • Capital markets services (CMS) licensees.
  • Registered fund management companies.
  • Approved trustees.
  • Approved exchanges.
  • Licensed trade repositories.
  • Approved clearing houses.
  • Recognised market operators which are incorporated in Singapore.
  • Recognised clearing house operators which are incorporated in Singapore.

Amendment Notes