Last Revised Date: 05 October 2018

Notice FAA-N03 Information to Clients and Product Information Disclosure

General principles and requirements that apply to all disclosures to clients by financial advisers and their representatives.

This notice applies to:

It sets out the information that should be disclosed to clients and the applicable standards of disclosure:

  • General information, including regulatory status, about the financial adviser and the representative.
  • Remuneration of the financial adviser.
  • Conflicts of interest.
  • Key features, benefits and risks of designated investment products.
  • Illustration of past and future performance of designated investment products.
  • Use of marketing materials.

Amendment Notes

26 Nov 2010
MAS Notice FAA-N03 (Amendment) 2010 takes effect.
01 Jul 2005
MAS Notice FAA-N03 (Amendment) 2005 takes effect.
18 Feb 2004
MAS Notice FAA-N03 (Amendment) 2004 takes effect.
22 Dec 2003
MAS Notice FAA-N03 (Amendment 02) 2003 takes effect.
20 Mar 2003
MAS Notice FAA-N03 (Amendment) 2003 takes effect.