Last Revised Date: 26 November 2010

Notice FAA-N10 Prohibited Representations Made by Persons Exempted under Regulation 27(1)(d) of the Financial Advisers Regulations (Rg 2)

Requirements for exempt persons regarding representations of their exempt status.

This notice applies to all exempt financial advisers serving not more than 30 accredited investors.

It sets out what exempt financial advisers and their representatives can or cannot represent regarding their regulatory status, whether verbally or in writing.

Amendment Notes

26 Nov 2010
MAS FAA-N10 (Amendment) 2010 takes effect.
09 Sep 2005
MAS FAA-N10 takes effect.