Guidelines on Structured Deposits [FAA-G09]
Guidelines on the standards of conduct expected of financial advisers and their representatives when advising on structured deposits.
Requirements for financial advisers when advising on dual currency investments.
Financial Advisers Act (Cap. 110) section 58
This notice applies to all licensed financial advisers, exempt financial advisers and their representatives, who advise on any dual currency investment. It will not apply where advice is given to accredited investors, expert investors, institutional investors and high net worth individuals.
It sets out requirements for: