Notice FAA-N15 Cancellation Period of Unlisted Debentures

Requirements for financial advisers and their representatives when selling unlisted debentures to clients.

Issued pursuant to:

Financial Advisers Act (Cap. 110) section 58

Applies to: Licensed Financial Adviser , Exempt Financial Adviser , Exempt Financial Adviser Serving up to 30 Accredited Investors

View Notice Notice FAA-N15 Cancellation Period of Unlisted Debentures (31.3 KB)

This notice applies to:

Licensed financial advisers and their representatives.
Exempt financial advisers and their representatives.
Service companies and their representatives who are exempt under regulation 29 of the Financial Advisers Regulations .

It sets out the standards, disclosure obligations and explanations to clients in relation to the sale and cancellation of an unlisted debenture.

There are no amendment notes for this notice.

Amendment Notes