Published Date: 23 January 2013

Notice FAA-N17 Reporting of Suspicious Activities and Incidents of Fraud

Requirements, procedures and timelines for financial advisers to report suspicious activities or incidents of fraud.

This notice applies to all licensed financial advisers.

It sets out the requirements for financial advisers to lodge Form F1 with MAS within 5 working days after the discovery of any suspicious activity or incident of fraud that will affect their safety, soundness or reputation.

Amendment Notes

There are no amendment notes for this notice.