Notices
Notice FAA-N18 Technology Risk Management
Requirements on technology risk management for financial advisers.
Issued pursuant to:
This notice applies to all licensed financial advisers and exempt financial advisers.
It sets out requirements for a high level of reliability, availability and recoverability of critical IT systems and for financial advisers to implement IT controls to protect customer information from unauthorised access or disclosure.
See also:
Amendment Notes
There are no amendment notes for this notice.
Related to this Notice
-
Forms and TemplatesLast Revised Date: 02 October 2023
Incident Reporting Template
Template for financial institutions to report incidents to MAS, including incidents relating to IT systems, cyber attacks, information loss and liquidity.
-
FAQsLast Revised Date: 05 May 2023
FAQs - Notice on Technology Risk Management
Frequently asked questions about the Notice on Technology Risk Management.
-
GuidelinesPublished Date: 18 January 2021
Guidelines on Risk Management Practices – Technology Risk
Risk management principles and best practice standards to guide financial institutions in managing technology risk.
-
Forms and TemplatesPublished Date: 21 June 2013
Instructions on Incident Notification and Reporting to MAS
Provides guidance to financial institutions on the notification and reporting of incidents to MAS.
-
ActsPublished Date: 31 March 2007
Financial Advisers Act 2001
Governs the regulation of financial advisers in Singapore, including their representatives and supervisors.