Guidelines on Risk Management Practices – Technology Risk
Risk management principles and best practice standards to guide financial institutions in managing technology risk.
Notices
Notice FAA-N18 Technology Risk Management
Requirements on technology risk management for financial advisers.
Issued pursuant to:
This notice applies to all licensed financial advisers and exempt financial advisers.
It sets out requirements for a high level of reliability, availability and recoverability of critical IT systems and for financial advisers to implement IT controls to protect customer information from unauthorised access or disclosure.
See also:
Amendment Notes
There are no amendment notes for this notice.