Risk management principles and best practice standards to guide financial institutions in managing technology risk.
Notice FAA-N18 Technology Risk Management
Requirements on technology risk management for financial advisers.
This notice applies to all licensed financial advisers and exempt financial advisers.
It sets out requirements for a high level of reliability, availability and recoverability of critical IT systems and for financial advisers to implement IT controls to protect customer information from unauthorised access or disclosure.
There are no amendment notes for this notice.