Sets out the obligations of a licensed person, exempt person or representative of a licensed person or an exempt person in relation to the cancellation period of an unlisted debenture.
This Notice applies to a licensed person, exempt person or representative of a licensed person or an exempt person selling (whether direct or indirect) an unlisted debenture to an investor, or purchasing or arranging for the purchase of unlisted debenture on the behalf of an investor to be held in a nominee arrangement.