Published Date: 26 November 2010

Notice SFA 04-N10 Entry Requirements of a Provisional or Temporary Representative

How to qualify to be or appoint provisional and temporary representatives.

This notice applies to:

  • Capital markets services (CMS) licensees.
  • Banks, merchant banks, finance companies and insurers conducting regulated activities under the SFA.

It sets out minimum entry requirements, such as regulatory status, prior experience and qualifications, for individuals to be appointed as provisional or temporary representatives, as well as the validity period of such appointments.

Amendment Notes

There are no amendment notes for this notice.