Last Revised Date: 30 September 2022

Insurance (Intermediaries) Regulations

Sets out the financial and business conduct requirements for registered and exempt insurance brokers.

This set of regulations applies to:

  • Registered insurance brokers.
  • Exempt insurance brokers.

It sets out requirements relating to:

  • Financial requirements and insurance broking premium accounts
  • Accounts and audit
  • Register of broking staff
  • Annual fees
  • Exemptions

The regulations also set out the following statutory forms under the Schedule.

For registered insurance brokers:


For exempt insurance brokers: