Applies to: Dealing in Capital Markets Products , Product Financing , Providing Custodial Services , Corporate Finance Advisory , Licensed Fund Management Company , Registered Fund Management Company , REIT Management , Venture Capital Fund Management Company , Credit Rating Agency , Securities Crowdfunding , Exempt Capital Markets Services Entity , Exempt Corporate Finance Adviser Serving Accredited Investors , Exempt Futures Broker , Exempt OTC Derivatives Broker , Markets and Exchanges , Clearing House , Members of Public , Foreign Fund Manager , Registered Business Trust