Applies to: Providing Custodial Services , Corporate Finance Advisory , REIT Management , Credit Rating Agency , Securities Crowdfunding , Licensed Fund Management Company , Registered Fund Management Company , Exempt Futures Broker , Exempt OTC Derivatives Broker , Venture Capital Fund Management Company , Exempt Capital Markets Services Entity , Exempt Corporate Finance Adviser Serving Accredited Investors , Members of Public , Foreign Fund Manager , Dealing in Capital Markets Products , Product Financing , OTC Counterparties , Benchmark Administrator/Submitter , Holding Company of Exchange or Clearing House , Clearing House , Central Securities Depository , Markets and Exchanges