Regulations
Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) Regulations
Sets out exemption for Citibank Aktiengesellschaft and other persons (e.g. remote clearing members) from the requirement to hold a capital markets services licence for dealing in capital markets products, subject to conditions.
Applies to:
Dealing in Capital Markets Products
Related to this Item
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FAQsLast Revised Date: 07 December 2023
FAQs on Licensing and Business Conduct (Other than for Fund Management Companies)
Provides guidance on • the scope of capital markets services licensing (other than for fund management companies) • appointment of representatives • business conduct rules • the application of the SFA and SF(LCB)R to banks, merchant banks, finance companies and insurers.
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GuidelinesLast Revised Date: 02 August 2022
Guidelines on Criteria for the Grant of a Capital Markets Services Licence Other Than for Fund Management and Real Estate Investment Trust Management [SFA 04-G01]
How to qualify to be a CMS licensee (other than a fund manager or REIT manager).
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RegulationsLast Revised Date: 08 October 2018
Securities and Futures (Licensing And Conduct Of Business) Regulations
Sets out requirements for licensing, representative notification and conduct of business, and criteria for exemptions from licensing.
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ConsultationsPublished Date: 24 April 2015
Consultation Paper on Proposed Amendments to Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) Regulations
Proposed exemption from the capital markets services licensing requirement under the SFA for remote clearing members that clear futures contracts on Singapore-based central clearing counterparties.
- Consultation number:
- P007-2015
- Start date:
- 24 April 2015
- Closing date:
- 15 May 2015
- MAS response date:
- 05 August 2016