Regulations
Securities and Futures (Margin Requirements for Exempt Financial Institutions) Regulations
Sets out the margin requirements in respect of contracts for differences and spot foreign exchange contracts for the purposes of leveraged foreign exchange trading for banks, merchant banks and finance companies.
Applies to:
Exempt Capital Markets Services Entity
Related to this Item
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RegulationsLast Revised Date: 08 October 2018
Securities and Futures (Licensing And Conduct Of Business) Regulations
Sets out requirements for licensing, representative notification and conduct of business, and criteria for exemptions from licensing.
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ConsultationsPublished Date: 14 March 2014
Consultation Paper on Draft Regulations to Enhance the Regulatory Framework for Unlisted Margined Derivatives Offered to Retail Investors
Proposed legislative amendments to effect the proposals set out in the May 2012 Consultation Paper on Review of Regulatory Framework for Unlisted Margined Derivatives Offered to Retail Investors and MAS response to the feedback from the industry.
- Consultation number:
- P002-2014
- Start date:
- 14 March 2014
- Closing date:
- 14 April 2014
- MAS response date:
- 26 May 2017
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ConsultationsPublished Date: 28 May 2012
Consultation Paper On Review of Regulatory Framework for Unlisted Margined Derivatives Offered to Retail Investors
Proposed enhancements to the requirements for OTCD margined derivatives such as contracts for differences and leveraged foreign exchange contracts, offered to retail investors. Enhancements included higher margins and disclosures to investors.
- Consultation number:
- P010 - 2012
- Start date:
- 28 May 2012
- Closing date:
- 02 July 2012
- MAS response date:
- 14 March 2014