Consultations
Response
Consultation Paper
VIEW DOCUMENT
Policy Amendments to the SFA and the FAA
(67.4 KB)
Additional Documents
- Chapter 1 - Markets and Clearing Houses (49.2 KB)
- Chapter 2 - Licensing and Business Conduct Rules (50 KB)
- Chapter 3 - Fidelity Funds of Securities and Futures Exchanges (44.5 KB)
- Chapter 4 - Market Conduct (59 KB)
- Chapter 5 - Offers of Investments (81.5 KB)
- Chapter 6 - Amendments to Miscellaneous Provisions in the SFA and the FAA (58.5 KB)