Consultations
Response
VIEW DOCUMENT
- Response to Feedback: Consultation Paper on Draft Securities and Futures (Licensing and Conduct of Business)(Amendment) Regulations 2007 and Financial Advisers (Amendment) Regulations 2007 (29.9 KB)
- Response to Feedback: Policy Consultation on Amendments to the Securities and Futures Act and the Financial Advisers Act (114.8 KB)
Consultation Paper
Additional Documents
- Part I: Draft Securities and Futures (Amendment) Bill 2007 (473 KB)
- Annex 1 Draft Securities and Futures Amendment Bill 2007 Comparative Table (1.35 MB)
- Part II: Draft Financial Advisers (Amendment) Bill 2007 (260.7 KB)
- Annex 2 Draft Financial Advisers Amendment Bill 2007 Comparative Table (693.8 KB)
- Part III: Draft Securities and Futures (Licensing and Conduct of Business)(Amendment) Regulations 2007 (18 KB)
- Draft Securities and Futures (Licensing and Conduct of Business)(Amendment) Regulations 2007 Comparative Table (18.9 KB)
- Part IV: Draft Financial Advisers (Amendment No.2) Regulations 2007 (11.3 KB)
- Annex 4 Draft Financial Advisers (Amendment No.2) Regulations 2007 Comparative Table (12.6 KB)
- Part V: Draft Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licenses )(Amendment) Regulations 2007 (23.2 KB)
- Annex 5 Draft Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licenses )(Amendment) Regulations 2007 Comparative Table (42.8 KB)